Senior Investment Compliance Lead - Monitoring & Automation
oliver james groupBaltimore (MD)
Senior Investment Compliance Lead - Monitoring & Automation
Posted 2 days ago
oliver james groupBaltimore (MD)
SENIORITY
Senior
About the role
Oliver James Group partners with a leading global investment management firm to hire a Senior Manager to lead its Investment Compliance Monitoring function. This role combines deep technical knowledge of investment guidelines and monitoring with hands-on leadership to own a team-wide monitoring framework.
You will oversee pre-trade, post-trade and batch processes, partner with trading, legal, risk and operations, and drive data-led improvements and AI-enabled solutions.
Before you apply
Applying takes about a minute. These four things decide how fast it moves after that.
Your profile is current
It's what we read first. Occupations, seniority and locations matter more than a long history.
Two examples you can talk through
Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.
A number in mind
What you're on now and what would make you move. We negotiate better when we know both.
Your notice period
Employers plan around it, and it's the question that stalls offers most often.
Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.