Overview:
In this role, you will support iCapital’s structured investments and annuities platforms by advising on legal and regulatory risk. You’ll collaborate with cross-functional teams in Legal, Compliance, and business units to enable compliant product offerings and strategic initiatives. You will negotiate complex agreements with issuers and counterparties and guide cross-border regulatory considerations. This position offers impact in shaping how financial technology services operate within a regulated environment. Join a mission-driven team that values collaboration and expert guidance. Compensation / Benefits base salary $180,000–$220,000 equity for all full-time employees annual performance bonus comprehensive benefits package employer-matched retirement plan generous health coverage including dental and vision
Responsibilities:
Negotiate complex agreements with issuers and users of the platform Assess legal, regulatory, and reputational risk for product offerings and fintech services Provide practical legal advice to Structured Investments and Annuities business teams Analyze cross-border regulatory requirements and advise on compliance Collaborate with and advise other lawyers and business teams on strategic initiatives and day-to-day matters
Key requirements:
4+ years of experience in financial services Strong knowledge of the Securities Act of 1933, the Securities Exchange Act of 1934, and FINRA rules Member in good standing of the New York Bar or another jurisdiction Experience at law firm or in-house at a broker-dealer, including supporting a structured product desk (a plus) Strong interpersonal and leadership skills Willingness to learn new topics in a evolving business environment Organized and detail-oriented with big-picture capabilities Strong interpersonal skills Leadership Collaboration Knowledge of securities laws and FINRA rules Regulatory risk assessment Contract negotiation
