Real-Time Trading Compliance Specialist
tradermathHartford (CT)
About the role
Point 72's Compliance Team is seeking an experienced professional to provide real-time coverage for traders, offering clear guidance on trade approvals and conduct. You will lead the design and enhancement of pre-trade and post-trade surveillance, coordinate with legal, risk, operations, finance, technology, and vendors, and drive compliant go-to-market execution.
Qualifies with a Juris Doctorate, bar admission, 5+ years in investment-manager compliance, and a proven ability to analyze trading
Before you apply
Applying takes about a minute. These four things decide how fast it moves after that.
Your profile is current
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Two examples you can talk through
Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.
A number in mind
What you're on now and what would make you move. We negotiate better when we know both.
Your notice period
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Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.
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