Investments Compliance Lead - Risk & AML Oversight
frost bankHouston (TX)
Investments Compliance Lead - Risk & AML Oversight
Posted 4 days ago
frost bankHouston (TX)
SENIORITY
Manager
About the role
Frost Bank seeks an Investments Compliance Officer to oversee compliance monitoring for Frost Brokerage Services, evaluating controls under securities laws and AML. You will ensure ongoing adherence to applicable regulations and contribute to a culture of integrity and excellence.
You will coordinate with multiple lines of business, manage licensing and registration activities, review due diligence, and provide written guidance on policy interpretations.
Before you apply
Applying takes about a minute. These four things decide how fast it moves after that.
Your profile is current
It's what we read first. Occupations, seniority and locations matter more than a long history.
Two examples you can talk through
Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.
A number in mind
What you're on now and what would make you move. We negotiate better when we know both.
Your notice period
Employers plan around it, and it's the question that stalls offers most often.
Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.