Hybrid Chief Compliance Officer - FinReg Leader (Remote)

Posted yesterday

caldwell sutter capitalSausalito (CA)

Compliance Managers Miscellaneous Intermediation

SENIORITY

Director

SALARY

$175,000 per year

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About the role

A growing financial services firm is seeking a Chief Compliance Officer in Sausalito, CA, to oversee compliance with SEC and FINRA regulations. The ideal candidate will have 5-15+ years of experience and must possess necessary FINRA licenses. This role balances strategic leadership with hands-on execution, offering a competitive compensation package of $175,000 – $325,000+, including benefits. Flexible work arrangements may be available for qualified candidates.

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Your notice period

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