Senior Securities Investigator Hybrid, Regulatory Enforcement

Posted yesterday

maineguidecomGardiner (ME)

Securities, Commodities, and Financial Services Sales Agents Investment Banking and Securities Intermediation

SENIORITY

Senior

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About the role

The Maine Office of Securities, part of the Department of Professional and Financial Regulation, is seeking a Senior Securities Specialist (Investigator) in Gardiner, ME. You will help Mainers with complaints about investments and investigate possible securities violations. The role requires strong communication, knowledge of securities laws, and the ability to analyze complex transactions. A hybrid work schedule is available after training, with a comprehensive benefits package and training

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