Chief Compliance Officer, Investing — FINRA/SEC Leader (Remote)

Posted 2 days ago

blockBrooklyn (NY)

Compliance Managers Investment Banking and Securities Intermediation

SENIORITY

Director

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About the role

Block, Inc. is seeking a Chief Compliance Officer for Cash App Investing to lead and mature the compliance program for FINRA/SEC-regulated investing offerings. You will report to the Head of Global Regulated Entities and partner across Product, Engineering, Legal, Risk, and Internal Audit to ensure responsible growth and strong regulatory outcomes. The role demands senior leadership in broker-dealer compliance, with emphasis on governance, investigations, and regulatory exams.

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.