Senior Director, Investment Adviser Compliance

Posted 2 days ago

webullSt Petersburg (FL)

Compliance Managers Portfolio Management and Investment Advice

SENIORITY

Lead

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About the role

Webull Advisors, a SEC-registered Investment Adviser, seeks a growth-oriented compliance professional in St. Petersburg, FL to lead the design and implementation of the compliance program for robo-advisory and AI-enabled wealth solutions. You will collaborate with legal, product, operations, and technology to strengthen controls, manage examinations, and handle regulatory submissions, while fostering a culture of proactive compliance across the business.

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.