Financial Services Regulatory and Compliance Associate Mid-Level

Posted 2 days ago

bcg attorney searchMiami (FL)

Compliance Officers Offices of Lawyers

SENIORITY

Mid

Apply

About the role

Job Overview: A law firm seeks a mid-level Associate for the Financial Regulatory and Compliance Practice in Miami. The role offers the opportunity to work with diverse clients across various industries, both domestically and internationally.

Duties: Advise clients on financial services regulatory and compliance matters. Assist with licensing and chartering processes. Conduct legal research and analysis on financial regulations. Draft and review compliance-related documents. Collaborate with team members to provide comprehensive client service.

Requirements: 3-5 years of experience in financial services regulatory and compliance. Knowledge of key financial services laws and regulations. Strong academic background and legal research skills. Admitted to or eligible for admission in the relevant jurisdiction. Fluency in Spanish preferred. Education Juris Doctor (JD) degree from an accredited law school.

Certifications: Bar admission in the relevant jurisdiction. Skills Excellent legal research, analysis, and writing skills. Strong attention to detail and commitment to client service. Proactive and team-oriented approach.

Benefits: Health insurance with optional HSA. Short and long-term disability insurance. Dental and vision care. Life insurance. Flexible Spending Accounts for healthcare and dependent care. 401K plan. Vacation and sick time. Employee assistance program. Voluntary insurance programs. Commuter and transit programs in certain markets.

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.