Senior Regulatory Reporting & Surveillance Director
daiwa capital markets americaNew York (NY)
Senior Regulatory Reporting & Surveillance Director
Posted yesterday
daiwa capital markets americaNew York (NY)
SENIORITY
Manager
About the role
Daiwa Capital Markets America Inc. seeks a Regulatory Compliance, Reporting, and Surveillance Director to lead the firm’s compliance framework spanning institutional equities, fixed income, treasury and futures businesses.
You will supervise compliance professionals and coordinate with Front Office, Operations, Risk, Finance, Legal, IT, and global teams to drive policies, testing and regulatory change initiatives.
Before you apply
Applying takes about a minute. These four things decide how fast it moves after that.
Your profile is current
It's what we read first. Occupations, seniority and locations matter more than a long history.
Two examples you can talk through
Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.
A number in mind
What you're on now and what would make you move. We negotiate better when we know both.
Your notice period
Employers plan around it, and it's the question that stalls offers most often.
Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.
More like this