Deputy Chief Compliance Officer - Regulatory Leader

Posted yesterday

ripplingNew York (NY)

Compliance Managers Investment Banking and Securities Intermediation

SENIORITY

Manager

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About the role

Alger seeks a highly motivated Vice President, Deputy Chief Compliance Officer to lead the firm's compliance program for three SEC-registered advisers. Reporting to the Senior VP, Head of Legal & Compliance, this role combines strategic oversight with hands-on execution to foster a culture of ethics. You will design and enforce policies, supervise staff, monitor trading activity, coordinate with investment, trading, operations, marketing and client service teams, and manage SEC examinations.

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.