Chief Compliance & FINRA/SEC Oversight Leader

Posted 2 days ago

comunidade metodistaNew York (NY)

Compliance Managers Investment Banking and Securities Intermediation

SENIORITY

Director

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About the role

Comunidade Metodista in New York City seeks a Chief Compliance Officer to lead the compliance program and oversee all FINRA and SEC activities in coordination with our partner firms. You will review advertising and promotional materials for regulatory compliance and ensure sales and advisory representatives act in accordance with laws and standards. This is a full-time, on-site role offering a challenging environment with opportunity to shape our governance framework and risk controls.

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.