Lead Regulatory Counsel for Fund & Insurance Filings

Posted 2 days ago

secWashington (DC)

Compliance Managers Regulation, Licensing, and Inspection of Miscellaneous Commercial Sectors

SENIORITY

Manager

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About the role

The U.S. Securities and Exchange Commission seeks a Branch Chief (Supervisory Attorney-Adviser) in the Division of Investment Management. You will lead the review of fund and insurance filings, provide expert legal and disclosure analysis, and supervise staff across complex projects to ensure accurate, compliant disclosures. You will coordinate with internal and external stakeholders, apply federal securities laws, and drive high-quality guidance across the asset management industry.

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.