Americas Compliance MD – Broker-Dealer & Marketing

Posted 2 days ago

inforcapitalBrooklyn (NY)

Compliance Managers Investment Banking and Securities Intermediation

SENIORITY

Manager

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About the role

Blue Owl Capital is hiring a Managing Director to lead compliance for its Americas broker-dealer, distribution and global marketing functions. Based in Short Hills, New Jersey, you will oversee regulatory filings, training, and testing, and partner with cross-border teams to maintain global standards. The role requires 12-15 years of FINRA broker-dealer compliance experience, including marketing and distribution compliance across institutional and private wealth channels, with an active FINRA

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