Senior Securities Counsel & Compliance Leader

Posted today

yrefyPhoenix (AZ)

Securities, Commodities, and Financial Services Sales Agents Investment Banking and Securities Intermediation

SENIORITY

Senior

Apply

About the role

A leading financial services firm in Phoenix, Arizona is seeking a Corporate Securities Officer and General Counsel to ensure compliance with investment regulations. You will oversee securities compliance, assist with legal documents, and conduct training on regulatory changes. Ideal candidates should have experience in securities law and financial regulations, along with strong organizational skills. The role offers benefits such as 100% employer-paid medical for families and tuition reimbursement.

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.