State Licensed Associate General Counsel
virtual vocationsNew York (NY)
State Licensed Associate General Counsel
Posted yesterday
virtual vocationsNew York (NY)
SENIORITY
Manager
About the role
Partnering with product and business teams, the full-time remote State Licensed Associate General Counsel will advise on the design, development, and implementation of innovative personal wealth products while navigating complex legal frameworks and ensuring compliance with regulatory standards.
Key responsibilities:
Serve as lead counsel for the Personal Wealth product organization, advising on product design and distribution
Coordinate with cross-functional teams to ensure aligned legal, risk, and compliance solutions from concept through launch
Monitor regulatory developments and provide practical guidance to stakeholders on legal obligations and best practicesRequired qualificationsJ.D. and active bar membership
15+ years of experience in retail wealth management legal advisory roles
Strong knowledge of SEC, FINRA, and state regulatory frameworks related to wealth management
Experience with emerging wealth products and product strategy development
Ability to communicate legal concepts clearly to senior stakeholders
Before you apply
Applying takes about a minute. These four things decide how fast it moves after that.
Your profile is current
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Two examples you can talk through
Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.
A number in mind
What you're on now and what would make you move. We negotiate better when we know both.
Your notice period
Employers plan around it, and it's the question that stalls offers most often.
Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.