Enforcement Honors Associate — Regulatory Investigator

Posted 2 days ago

finraNew York (NY)

Compliance Managers Regulation, Licensing, and Inspection of Miscellaneous Commercial Sectors

SENIORITY

Mid

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About the role

FINRA Enforcement Honors Associates participate in investigations and decisions on disciplinary actions. This entry‑level role works under senior Enforcement staff and develops lawyering skills in investigating, litigating and writing. Requirements include a JD or LLM and strong communication, organizational, and analytical abilities. The program offers hybrid work expectations, with opportunities for training in securities law and leadership development.

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.