Head, Trade Surveillance & Financial Crimes Compliance

Posted yesterday

moomooJersey City (NJ)

Compliance Managers Miscellaneous Intermediation

SENIORITY

Manager

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About the role

Futu US Inc. is seeking a Director of Trade Surveillance & Financial Crimes Compliance to lead the firm’s AML and market-surveillance programs, ensuring compliance with SEC, FINRA, BSA, Patriot Act, OFAC, and related laws. This role collaborates with Compliance, Risk, Operations, Legal, Technology, and Internal Audit to strengthen governance and risk management across the organization. The ideal candidate will have a decade of experience in trade surveillance and financial crimes, with a track

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