VP, Fixed Income Trade Surveillance & Compliance

Posted yesterday

td securities usaChester (NJ)

Compliance Managers Investment Banking and Securities Intermediation

SENIORITY

Manager

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About the role

TD Securities (USA) LLC in New York invites a Vice President to lead the trade surveillance team within Compliance. You will oversee regulatory risk management for Fixed Income, Commodities, Options and Futures, guiding a team of specialists and partnering with front office and control functions. The role requires broad product knowledge, strong leadership, and the ability to translate regulatory changes into practical controls.

Before you apply

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Your profile is current

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Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

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Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.