Director of Trade Surveillance & Financial Crime Compliance

Posted yesterday

moomooJersey City (NJ)

Compliance Managers Investment Banking and Securities Intermediation

SENIORITY

Manager

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About the role

Futu US Inc. is seeking a Director of Trade Surveillance & Financial Crimes Compliance to lead and continuously enhance our surveillance and AML programs across equities, options, ETFs, and digital asset products. You will partner with Compliance, Risk, Operations, Legal, Technology, and Internal Audit to ensure SEC/FINRA/OFAC compliance, oversee investigations, regulatory reporting, and program governance.

Before you apply

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Your profile is current

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A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

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Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.