Head of Regulatory Advisory Compliance
t rowe price hong kongOwings Mills (MD)
Head of Regulatory Advisory Compliance
Posted 2 days ago
t rowe price hong kongOwings Mills (MD)
SENIORITY
Manager
About the role
T. Rowe Price is seeking a Director of Regulatory Advisory Compliance in Owings Mills, MD. You will lead a Compliance & Risk Management team, providing regulatory guidance for client-facing advisory offerings and wealth platforms.
You will draft Form ADV filings, disclosures, and policies, while coordinating with Legal and Assurance on examinations and remediation. The role requires deep knowledge of the Investment Advisers Act, multi-entity governance, and the ability to translate complex
Before you apply
Applying takes about a minute. These four things decide how fast it moves after that.
Your profile is current
It's what we read first. Occupations, seniority and locations matter more than a long history.
Two examples you can talk through
Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.
A number in mind
What you're on now and what would make you move. We negotiate better when we know both.
Your notice period
Employers plan around it, and it's the question that stalls offers most often.
Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.
More like this