Lead, Complex Investment Product Oversight

Posted yesterday

cetera financial groupDallas (TX)

Investment Fund Managers Portfolio Management and Investment Advice

SENIORITY

Manager

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About the role

Cetera Financial Group in Dallas, TX seeks an experienced Manager for the Complex Products team to oversee supervision of complex investment products, including alternatives and annuities. You will lead a team, ensure regulatory adherence, and serve as SME for internal and client inquiries. The role requires deep product knowledge, FINRA licensing, and strong leadership to drive training and collaboration with Legal, Compliance, Risk, and Operations.

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.