Associate, Enterprise Risk & Controls Manager
$120,000 - $155,000
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Posted 54 days ago
SENIORITY
Lead
SALARY
$120,000 - $155,000
About the role
- Execute SOX compliance, internal audit, and enterprise risk initiatives in partnership with Risk & Controls leadership
- Evaluate the design and operating effectiveness of internal controls across key business processes
- Assess business risks and identify opportunities to strengthen governance, controls, and compliance frameworks
- Document control deficiencies and collaborate with process owners to develop and monitor remediation plans
- Maintain risk and control matrices, process documentation, testing workpapers, and SOX program records
- Perform control testing and prepare supporting documentation for internal and external audit activities
- Track remediation efforts, testing results, and control issues to ensure timely resolution
- Partner with business stakeholders to enhance risk awareness and strengthen the overall control environment
- Prepare reports and status updates on SOX compliance, audit findings, and enterprise risk initiatives for leadership
- Support continuous improvement efforts by identifying opportunities to enhance controls, streamline processes, and improve compliance effectiveness
- 3-6 years of internal audit, external audit, or SOX experience
- Public, private, or combo experience
- Financial services or crypto industry is a plus
- Excellent communication skills
- Detail-oriented and highly analytical
- JobID:47094 Tagged as: Hybrid Remote/Office
Before you apply
Applying takes about a minute. These four things decide how fast it moves after that.
Your profile is current
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Two examples you can talk through
Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.
A number in mind
What you're on now and what would make you move. We negotiate better when we know both.
Your notice period
Employers plan around it, and it's the question that stalls offers most often.
Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.