Deputy Chief Compliance Officer: SEC Compliance Leader

Posted 2 days ago

algerNew York (NY)

Compliance Managers Investment Banking and Securities Intermediation

SENIORITY

Manager

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About the role

Alger seeks a Vice President, Deputy Chief Compliance Officer to lead and oversee the firm’s comprehensive compliance program for three SEC-registered investment advisers. The role reports to the Senior Vice President, Head of Legal & Compliance and partners with investment, trading, operations, marketing and client service teams. The Deputy CCO will design, implement, and maintain policies under the Advisers Act, conduct annual risk reviews, supervise staff, and liaise with regulators.

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