Trade Surveillance Compliance Lead (Hybrid NY/ST)

Posted today

atlantic groupNew York (NY)

Compliance Officers Investment Banking and Securities Intermediation

SENIORITY

Senior

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About the role

Atlantic Group is hiring a Compliance Officer (Trade Surveillance Monitoring) for our client, with the position based in New York, NY or Stamford, CT. This role will support trading compliance, surveillance monitoring, regulatory oversight, and risk management across investment activities. The Compliance Officer will provide real-time guidance to trading professionals, enhance pre-trade and post-trade controls, and investigate potential trading exceptions.

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