Global Securities & Regulatory Counsel

Posted today

cascade asset management companyKirkland (WA)

Securities, Commodities, and Financial Services Sales Agents Portfolio Management and Investment Advice

SENIORITY

Senior

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About the role

Cascade Asset Management Company, a private investment firm, seeks a Securities, Trading and Regulatory lawyer to support a global portfolio. You will advise on legal and regulatory issues across investments and transactions, monitor MNPI and governance matters, and collaborate with trading desks and outside counsel to optimize risk management and compliance. The role emphasizes building scalable workflows, modernizing legal processes, and applying AI-enabled tools to improve efficiency in a

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.