Regulatory Reporting Analyst
$65,000 – $75,000
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Posted 3 days ago
SENIORITY
Senior
SALARY
$65,000 – $75,000
About the role
- Prepare financial reports which includes loading fund data, analyzing for discrepancies and problem resolution. Reports include:
- Annual and semi-annual financial statements and shareholder reports
- Regulatory filings including 24f-2, N-PX, NFA, TSR, N-CSR and N-CENActive involvement with yearly fund audits where the individual prepares reports, liaises with internal and external teams to ensure the successful and timely completion of this critical business requirement
- Prepare expense budgets and make expense payments
- Prepare Board of Trustees reports
- Review and report on securities lending activity
- Monitor for potential productivity efficiencies and cost savings and report to management
- Identify and implement AI-driven automation and process improvements within existing reporting models and procedures, reporting findings and outcomes to management
- Assist with department and company projects as requested by management
- Knowledge about different asset classes (equity, fixed income) and investment products (mutual funds, ETFs)
- Quantitative orientation; track record of data analysis and process improvement
- Ability to understand the business objectives and processes of the firm including how data flows throughout the different systems and organization
- Exposure to financial reporting platforms and software packages is a plus
- Advanced skills in Excel
- Ability to work on-site a minimum of 3 days per week
- Education and/or Experience:
- Bachelor's degree in Accounting preferred; Finance or a related business discipline acceptable 2+ years of experience in fund administration and financial reporting preferred
- Track record of hands-on problem solving
- Ability to analyze data
- History of successful multitasking
- Strong communication skills
- History of successfully working in teams
- Ability to work independently and take a task to completion
- Understanding how to prioritize projects and when to escalate issues
Before you apply
Applying takes about a minute. These four things decide how fast it moves after that.
Your profile is current
It's what we read first. Occupations, seniority and locations matter more than a long history.
Two examples you can talk through
Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.
A number in mind
What you're on now and what would make you move. We negotiate better when we know both.
Your notice period
Employers plan around it, and it's the question that stalls offers most often.
Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.
