Chief Compliance Officer
$176,966.00 to $303,371.00
Apply (opens in a new tab)Chief Compliance Officer
Posted 45 days ago
SENIORITY
Director
SALARY
$176,966.00 to $303,371.00
About the role
- Develop, implement, and maintain a comprehensive enterprise compliance management system that identifies, assesses, monitors, and mitigates compliance risks
- Establish and maintain compliance policies, procedures, and internal controls aligned with regulatory requirements and industry best practices
- Oversee the compliance risk assessment process and ensure appropriate risk mitigation strategies are in place
- Monitor and interpret regulatory developments and assess their impact on bank operations, products, and services
- Serve as primary liaison with regulatory agencies on compliance-related matters (excluding BSA/AML)
- Manage regulatory examination processes, including preparation, response coordination, and remediation of findings
- Oversee timely and accurate regulatory reporting and filings including quarterly monitoring reports, annual HMDA and CRA filings
- Ensure compliance with consumer protection regulations including UDAAP, TILA, TISA, RESPA, ECOA, FCRA, Fair Lending, and other applicable consumer laws
- Design and oversee compliance monitoring and testing programs to validate adherence to policies and regulatory requirements
- Direct complaint management processes and ensure appropriate investigation and resolution
- Serve as a CRA Compliance Officer and provide strategic leadership and oversight of the Bank's CRA program to ensure compliance with CRA regulations and achievement of performance goals
- Serve as the Bank's designated Privacy Officer with overall responsibility for the privacy program
- Serve as a key member of the Bank's Ethics Office, supporting the Ethics Officer in promoting ethical conduct and organizational integrity
- Provide compliance guidance and risk assessments for new products, services, and business initiatives
- Partner with business units to embed compliance considerations into strategic planning and operational processes
- Review and approve marketing materials and customer communications for regulatory compliance and privacy considerations
- Oversee third-party vendor compliance and privacy risk management processes
- Conduct CRA and Fair Lending performance monitoring, including analysis of lending patterns, community development activities, and service delivery
- Bachelor's Degree in Arts/Sciences (BA/BS) Business, Finance, Law, or related field 15 years of progressive compliance experience in banking or financial services 5 years in a senior compliance leadership role, preferably at a regional or community bank
- Demonstrated expertise in CRA regulations, including developing and implementing CRA strategic plans, examination procedures and performance evaluation standards
- Experience managing regulatory examinations and responding to regulatory findings
- Proven track record of building and leading compliance programs in a banking environment
- Deep knowledge of federal and state consumer protection regulations, banking laws, and regulatory expectations
- Strong understanding of privacy regulations including GLBA, CCPA/CPRA, and other applicable state and federal privacy laws, including incident response and breach notification procedures
- Strong leadership and team management capabilities
- Excellent analytical and risk assessment skills, including ability to analyze lending data, demographic trends, and privacy risks
- Superior written and verbal communication skills, including ability to explain complex regulatory concepts to diverse audiences
- Strategic thinking with ability to balance compliance requirements with business objectives and community needs
- Strong interpersonal skills and ability to influence across all organizational levels
- High integrity and ethical standards with demonstrated commitment to ethical decision-making
- Preferences: Advanced Degree in business or compliance discipline related
- Certified Regulatory Compliance Manager (CRCM)
- Certified Community Bank Compliance Officer (CCBCO)
- Ability to work effectively under pressure and manage multiple priorities
- Proficiency with compliance management systems, CRA/Fair Lending tracking software, and data analytics tools
- Sound judgment in handling sensitive and confidential information
- Don't meet all the requirements?
Before you apply
Applying takes about a minute. These four things decide how fast it moves after that.
Your profile is current
It's what we read first. Occupations, seniority and locations matter more than a long history.
Two examples you can talk through
Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.
A number in mind
What you're on now and what would make you move. We negotiate better when we know both.
Your notice period
Employers plan around it, and it's the question that stalls offers most often.
Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.
