Compliance, Compliance Testing Group (CTG), Vice President, Dallas

Posted today

goldman sachs groupDallas (TX)

Compliance Managers Commercial Banking

SENIORITY

Senior

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About the role

Compliance Testing Group Role Compliance Testing Group ("CTG") is seeking an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to conduct investigative work covering the various firm businesses and divisions. The principal objective of CTG is to create and execute detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to identify compliance, conduct, and reputational risks, and refine firm controls as appropriate. CTG's global team (with locations in Dallas, New York, Salt Lake City, London, Warsaw, Tokyo, Singapore, and Hong Kong) is comprised of individuals with varying backgrounds and experience (former auditors, accountants, regulators, compliance professionals, lawyers, and traders). The individual will work closely with Compliance and business management.

Principal Responsibilities:

Propose methods of testing and execute plans discussed and agreed with a team leader
Gather data, perform analyses, and document results
Identify potential compliance, conduct, and reputational risks, and effectively escalate to appropriate individuals
Multi-task work on several different reviews with different individuals at the same time
Leverage strong communication skills to interact with Compliance and business senior management
Team with colleagues around the globe to share findings and refine processes

Basic Qualifications:

Bachelor's DegreeBroad knowledge of financial products and markets, as well as laws, rules and regulations, such as FINRA and SEC rules
Excellent written and verbal communication skills, with the ability to describe complex issues in a clear and concise manner
Excellent interview, presentation, written communication, time management, and analytical skills
Integrity, motivation, intellectual curiosity, and enthusiasm
Knowledge of Microsoft Word and Excel; additional knowledge of Alteryx is useful

Preferred Qualifications:

Compliance, auditing, testing (i.e., Compliance testing, controls testing, risk testing), legal, or regulatory/law enforcement experience
Experience in the financial services industry, either working for an investment manager, broker dealer, law firm, accounting firm, or regulator
Familiarity with Business Intelligence and AI tools
Fluency in French, Portuguese, Spanish, German, Italian, Portuguese, Japanese, Korean, or Mandarin Chinese a plus

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Job InfoJob Identification 177809 Job Category Vice President Posting Date 07/01/2026, 05:06 PMLocations Dallas, TX, United States

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