Senior Compliance Risk Manager

To support the establishment of a robust prudential compliance program, the full-time Senior Compliance Risk Manager will implement and operate Mercury's first regulatory compliance framework, focusing on Regulations W and O, while engaging with senior management and various stakeholders in a remote or onsite capacity. Key responsibilities Implement and operate a prudential regulatory compliance program, including policies, procedures, and ongoing monitoring activities Advise senior management on the permissibility of proposed transactions and ensure compliance with regulatory expectations Educate staff on prudential regulatory obligations and maintain documentation on compliance activities Required qualifications 5-7+ years of experience in building and operating prudential compliance programs, specifically with Regulations W and O Strong understanding of prudential regulations and regulatory expectations Experience representing program outputs to senior executives and regulators Collaborative mindset with strong stakeholder management skills Familiarity with technology and its application in compliance processes