Skip to main content

Vice President, CLO Compliance & Portfolio Testing

Posted 3 days ago

nextera searchGlens Falls (NY)

SENIORITY

Senior

Apply (opens in a new tab)

About the role

A Financial Services Firm based in New York City is seeking an experienced professional to join their team as Vice President, CLO Compliance & Portfolio Testing.
Responsibilities: Monitor portfolio compliance with investment guidelines and financing requirements, investigating exceptions and coordinating resolutions. Analyze proposed transactions and portfolio scenarios to assess their impact on investment limits and portfolio positioning. Identify opportunities to improve portfolio efficiency and support investment decisions. Prepare portfolio reporting and respond to internal requests for holdings data and analytical support. Review periodic cash flow calculations and distribution schedules. Partner with internal teams and external service providers to maintain accurate data and timely reporting.
Qualifications: Bachelor’s degree in Finance, Accounting, Economics, or a related field. 10+ years of relevant experience in credit portfolio analytics, compliance, or investment operations. Experience with structured financing arrangements and corporate credit investments. Strong analytical and financial modeling skills, including advanced Excel proficiency. Proficiency with portfolio management, accounting, or investment analytics systems. Experience coordinating with internal stakeholders and external service providers. Strong attention to detail, communication skills, and ability to manage competing deadlines. Programming experience is a plus.

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.

More like this