Hybrid Financial Services Sales Compliance Principal
Posted 10 days ago
advisor groupScottsdale (AZ)
Sales Representatives of Services, Except Advertising, Insurance, Financial Services, and TravelMiscellaneous Financial Investment Activities
SENIORITY
Senior
About the role
Advisor Group Inc. is seeking a Sales Supervision Principal in financial services to ensure compliance in transactions involving variable annuities. This role offers a hybrid work model with a minimum of four days in the office, based in various locations including Scottsdale.
The ideal candidate will possess strong analytical skills and 1–2 years of relevant experience. A Bachelor’s degree is preferred but significant experience may also be considered. Key responsibilities include reviewing transactions, collaborating with advisors, and ensuring adherence to regulatory requirements.
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