Compliance Counsel Path to CCO in SEC-Regulated Growth
empire search partnersNew York (NY)
Compliance Counsel Path to CCO in SEC-Regulated Growth
Posted today
empire search partnersNew York (NY)
SENIORITY
Senior
About the role
Empire Search Partners, LLC is working with a middle-market lending platform in New York to hire a compliance counsel. The role focuses on shaping the firm's compliance function and handling regulatory filings as it grows post-SEC registration.
The ideal candidate has 4+ years of law firm or in-house regulatory and compliance experience, with responsibilities including code of ethics, expense allocations, and investment allocations. There is a clear path to becoming Chief Compliance Officer.
Before you apply
Applying takes about a minute. These four things decide how fast it moves after that.
Your profile is current
It's what we read first. Occupations, seniority and locations matter more than a long history.
Two examples you can talk through
Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.
A number in mind
What you're on now and what would make you move. We negotiate better when we know both.
Your notice period
Employers plan around it, and it's the question that stalls offers most often.
Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.
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