Financial Investment Consultant
alphaxPortland (ME)
Financial Investment Consultant
Posted 23 days ago
alphaxPortland (ME)
SENIORITY
Senior
About the role
We are seeking an experienced Financial Investment Consultant to join our independent investment advisory firm in Portland, OR. The ideal professional will have 5+ years of experience in wealth management, investment consulting, or financial advisory, and hold active Series 7 licensing. This position focuses on portfolio management, client relationship development, and strategic financial planning for individuals and families throughout the Portland area.
Responsibilities:
Manage and expand a portfolio of clients with a minimum of $10M under management in Portland, OR.
Develop and implement customized financial plans aligned with clients' retirement, tax, and wealth preservation objectives.
Conduct regular portfolio reviews and rebalance investments according to market trends and client goals.
Maintain proactive communication with clients via meetings, calls, and performance reporting.
Ensure adherence to FINRA, SEC, and state regulatory requirements.
Utilize firm resources and marketing support to grow client relationships across the Portland market.
Collaborate with internal teams for seamless account servicing and accurate documentation.
Requirements:
5+ years of experience as a Financial Advisor, Investment Consultant, or Wealth Manager.
Series 7 licensed; additional Series 63/65/66 licenses preferred.
Proven track record managing $10M+ in client assets.
Experience with Registered Investment Advisor (RIA) platforms preferred.
Strong knowledge of portfolio construction, asset allocation, and financial planning strategies.
Demonstrated ability to develop and maintain long‑term client relationships.
Self‑motivated with strong business development and client acquisition skills.
Excellent analytical, communication, and interpersonal skills
Benefits: Fully paid dental and vision coverage
Option to purchase company shares
Annual marketing budget to support business growth
Simple IRA retirement plan
Flexible benefits package tailored to experience and goals
Apply directly to be considered for immediate review.
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