Broker-Dealer Accounting Senior Analyst

Posted 3 days ago

bbvaNew York (NY)

Accountants and Auditors Investment Banking and Securities Intermediation

SENIORITY

Senior

SALARY

$100,000 to $110,000

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About the role

Seeking a highly motivated, detail oriented individual to work at a growing U.S. broker-dealer subsidiary of a global financial services group based out of Spain.

Job Description

Accounting Responsibilities:

Create and maintain accounting policies for B/DMaintain system and bank reconciliations
Assist with month-end closing process of books and records
Assist with monthly finance presentation material to Senior Management and quarterly presentation to the Board of Directors
Prepare daily journal entries as needed
Assist with the annual audit of the financial statements
Analyze monthly variances in balance sheet and income statement
Track and analyze revenue and operating expenses by lines of business
Participate in user-acceptance testing as part of new business/system roll-outs and validate the testing results

Regulatory Responsibilities:

Assist with preparation of FINRA FOCUS Reports including the form X-17A-5 Part II, Supplemental Statement of Income (SSOI), Form Custody for Broker Dealers, Supplemental Liquidity Schedule (SLS), Off Balance Sheet Report (OBS) and SEC 17H reports
Assist with preparation of 15c3-1 Daily Net Capital computations and Customer Protection Rule 15c3-3 (weekly) for a self-clearing broker dealer
Assist with TIC BC, & TIC BL monthly reporting to the Federal Reserve
Assist with monthly consolidation to BD’s foreign parent
Assist with audits with regulators and internal/external auditors

Qualifications:

Must Have 3+ Years of accounting experience in financial institutions
Bachelors or Masters in AccountingUS GAAP knowledge
Proficiency in Microsoft OfficeStrong analytical and problem-solving skills
PreferredCPA or on track
Familiarity with fixed income securities
Experience in using Broadridge Impact
Experience in using Workday Enterprise Management
Accounting experience in US broker

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. With respect to this position in our New York Office, the expected base salary ranges from $100,000 to $110,000. It is not typical for offers to be made at or near the top of the range. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.*Employment eligibility to work with BBVA in the U.S. is required as the company will not pursue visa sponsorship for these positions

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