Hybrid Compliance Officer, Corporate Regulatory & Training

Posted yesterday

bairdLouisville (KY)

Compliance Managers Investment Banking and Securities Intermediation

SENIORITY

Senior

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About the role

Baird in Louisville is seeking a detail-oriented compliance professional to join our Corporate Compliance team. You will oversee associate training, regulatory questionnaires, and disclosures, serving as a trusted advisor on firm policies and regulatory obligations. This hybrid role requires 3 days in the office and 2 days remote. Ideal candidates have 3–5 years in compliance or financial services, with FINRA/SEC knowledge. SIE, Series 7 and 24 are preferred.

Before you apply

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Your profile is current

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A number in mind

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Your notice period

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Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.