Title: Director of Regulatory Reporting
Office Status: Hybrid-Jersey City 1-2x per week
Salary:
$200,000-$215,000 This multinational banking company is looking for a Director of Regulatory Reporting within the Banking and Finance industry. This group operates in over 40 countries while being one of the largest financial institutions. Details:-Oversees the preparation, review FRY-9C, FFIEC 009, FR Y-15, regulatory reports for the broker dealer entity including FINRA and SEC reports (Focus, SSOI, OBS, SIS), FRB's TIC B reports and all other US department of Commerce reports.-Support the team's technical development over Regulatory Reporting including US GAAP.-Interact and work with the group companies within the firm to reconcile difference and perform regulatory calculation.-Continue to improve the process control effectiveness of the CUSO regulatory reports.-Maintain and update EUC procedure and inventory list and the desk procedures manual to reflect changes in regulatory requirements.-Ensure accurate and timely completion of all regulatory reports.-Support/participate in regulatory reporting examinations, internal and external audits.-Responsible to work with other various departments to support regulatory reports enhancement projects and work with team to participate in end user testing.-Keeping abreast of all the regulatory changes related to regulations that is impacting BHC regulatory reports.-Responsible to implement latest quarterly maintenance release into Reg-Reporter application.
Qualifications:
-Strong knowledge of BHC (e.g. FRY 9C and FFIEC009/009a reports), FRY 15 and broker dealer regulatory reporting requirements and report preparation-Strong knowledge on financial products such derivatives, repo, securities, loans and leases-Excellent verbal and written communication skills-Knowledge of internal control frameworks-Bachelor's Degree in Accounting or Finance is required.-CPA or CFA is a big plus.-FINRA Series 27 license preferred.
