Remote Branch Office Examiner – Financial Services
osaicScottsdale (AZ)
Remote Branch Office Examiner – Financial Services
Posted yesterday
osaicScottsdale (AZ)
SENIORITY
Senior
About the role
Osaic is seeking a Branch Office Examiner to conduct branch exams, providing guidance and compliance monitoring for Financial Advisors. The role requires independent travel, analytical skills, and strong communication abilities. The ideal candidate will have a minimum of three years of Independent Broker-Dealer experience and must possess a FINRA Series 7 license. Additional qualifications include being detail-oriented and proficient in technology. Comprehensive benefits offered including health insurance and retirement plans.
Before you apply
Applying takes about a minute. These four things decide how fast it moves after that.
Your profile is current
It's what we read first. Occupations, seniority and locations matter more than a long history.
Two examples you can talk through
Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.
A number in mind
What you're on now and what would make you move. We negotiate better when we know both.
Your notice period
Employers plan around it, and it's the question that stalls offers most often.
Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.
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