Remote Senior Licensing & Registration Manager

Posted 2 days ago

newedge capital groupBrooklyn (NY)

Compliance Managers Investment Banking and Securities Intermediation

SENIORITY

Senior

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About the role

NewEdge Capital Group is seeking a Licensing & Registration Manager to service all securities, investment adviser, and insurance licensing across NES, NEA, and NEW. The role owns the full registration lifecycle for RRs and IARs with FINRA, the SEC, and state jurisdictions, operating independently in a fast-paced environment. The position requires extensive experience with FINRA Gateway, IARD, and Form ADV administration, plus strong organizational and communication skills for onboarding and

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