Senior Compliance Testing - Capital Markets (Hybrid)

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pinnacle career coachingNew York (NY)

Compliance Officers Investment Banking and Securities Intermediation

SENIORITY

Senior

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About the role

A leading investment bank in New York City is seeking compliance testing professionals to join their team. This role involves supporting the Compliance Testing and Monitoring Plan, conducting reviews, and communicating findings to key stakeholders. The ideal candidate has over 5 years of compliance testing experience in investment banking and capital markets. Operating on a hybrid schedule with 3 days in office, this position offers a chance for diverse exposure across various product groups.

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.