Risk Management Senior Manager, Financial Advisory Services
Risk Management Senior Manager, Financial Advisory Services
Posted today
SENIORITY
Senior
About the role
- Contract Preparation & Negotiation
- Draft, review, and negotiate NDAs, engagement letters, and client agreements across restructuring, bankruptcy, complex litigation, and other FAS engagements
- Prepare and negotiate vendor, subcontractor, and consulting agreements needed to support ABC administration and other FAS engagement delivery
- Draft and negotiate employment and contractor agreements, including agreements for the hiring and administration of international personnel
- Risk Management & Compliance
- Provide advice and counsel to FAS engagement teams on routine risk issues arising across restructuring, bankruptcy, complex litigation, and other financial advisory engagements
- Support engagement teams in performing assignee and fiduciary duties on ABC engagements, including creditor notice, claims administration, bonding requirements, and asset sale or liquidation processes, reviewing them for consistency with firm policy and the governing state ABC statute
- Support engagement teams on bankruptcy engagements, including retention applications, fee examiner and fee application requirements, and compliance with bankruptcy court rules and U.S. Trustee guidelines
- Advise engagement teams on independence, conflicts, and disclosure obligations arising on complex litigation and dispute advisory engagements, including matters involving expert testimony
- Identify, assess, and help remediate operational, contractual, and regulatory risk exposure across FAS engagements, escalating higher-severity items to GCODevelop and manage the Enterprise Risk Management program for the ABC entities and the broader FAS practice
- Coordinate with insurance brokers/carriers on coverage questions and claims, looping in GCO on matters affecting firm-wide policies
- Oversee litigation matters against entities in the ABC portfolio and other FAS-related matters
- Supervise client proposal and client acceptance processes to ensure compliance with independence and conflict of interest policies across FAS engagements
- Bachelor's degree in accounting, finance, business administration, or a related field 8+ years of experience in risk management, quality control, compliance, or a related function within a professional services organization, such as a CPA firm, law firm, or consulting firm
- A working understanding of restructuring, bankruptcy, complex litigation, or other financial advisory engagements, including Assignment for the Benefit of Creditors (ABC) matters, and the engagement risks specific to these areas of practice
- Working knowledge of independence and conflicts-of-interest requirements applicable to a professional services firm
- Preferred/Desired Qualifications
- Juris Doctor, Master's degree, or equivalent advanced degreeCPA, CIRA, CFE, or a similar professional credential
- Direct experience with Assignment for the Benefit of Creditors engagements, including assignee bonding, creditor notice and claims administration, and the state-specific statutory requirements that govern ABC filings
- Familiarity with bankruptcy court procedures, Chapter 11 or Chapter 7 proceedings, retention and fee application requirements, and other insolvency proceedings
- Familiarity with the independence, conflicts, and disclosure considerations that arise on complex litigation, expert testimony, and dispute advisory engagements
- Exposure to other financial advisory engagement types, such as forensic accounting, valuation, or transaction advisory services
- Familiarity with conflicts-checking software, engagement risk platforms, or similar risk management technology
- Working knowledge of risk management frameworks, such as COSO ERM, and their practical application in a professional services setting
- Experience developing and delivering training on risk, compliance, or quality topics to practitioners at multiple levels
- Strong analytical and investigative skills, with the ability to identify risk patterns across a portfolio of engagements and recommend practical remediation
- Proven ability to work across multiple levels of leadership, build trust with partners and managing directors, and handle confidential information with a high degree of integrity
- Strong written and verbal communication skills, with the ability to explain risk and compliance requirements clearly to non-specialist audiences
- Strong critical thinking, problem-solving, and relationship-building skills
- Workflow and process improvement experience, including the use of technology to drive efficiency, paired with a clear understanding of appropriate risk controls
Before you apply
Applying takes about a minute. These four things decide how fast it moves after that.
Your profile is current
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Two examples you can talk through
Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.
A number in mind
What you're on now and what would make you move. We negotiate better when we know both.
Your notice period
Employers plan around it, and it's the question that stalls offers most often.
Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.
