AVP, Compliance Control Room Lead

Posted yesterday

wedbush securitiesNew York (NY)

Compliance Managers Investment Banking and Securities Intermediation

SENIORITY

Senior

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About the role

Wedbush Securities in New York City is seeking an AVP, Compliance Control Room to oversee controls mitigating conflicts of interest and protect information barriers. The role is hybrid and based in NYC. You will analyze risk indicators with BI tools, monitor personal trading, assist in policy deployment, and prepare compliance reports for management while staying current with regulatory changes.

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.