On-Site Compliance Auditor & Advisor

Posted today

primelendingDallas (TX)

Compliance OfficersOther Management Consulting Services

SENIORITY

Senior

About the role

A leading financial services firm is seeking a Compliance Officer in Dallas, Texas. This full-time position involves conducting compliance inspections, resolving regulatory issues, and supporting training for firm associates. The ideal candidate will have a Bachelor's degree or equivalent financial services experience, along with the successful completion of SIE and Series 7 exams within a year. Strong communication skills and knowledge of compliance are essential for this role, which may require 30-40% travel. #J-18808-Ljbffr

Before you apply

Applying takes about a minute. These four things decide how fast it moves after that.

Your profile is current

It's what we read first. Occupations, seniority and locations matter more than a long history.

Two examples you can talk through

Not a portfolio — just two pieces of work where you can explain the decisions and what you'd change.

A number in mind

What you're on now and what would make you move. We negotiate better when we know both.

Your notice period

Employers plan around it, and it's the question that stalls offers most often.

Once you apply, someone reads it and calls you before anything reaches the employer — usually within two working days.